LAW 6840 - Securities Regulation

Institution:

University of Wyoming

Subject:

LAW

Description:

Considers the responsibilities and liabilities of a company and various persons involved in the public offering of securities, including the filing of a registration statement, and other disclosure matters. The course also deals with the definition of the term "security" and possible exemptions for securities offerings. The course also covers securities fraud under SEC Rule 10b-5 including, inter alia, insider trading. Corporate disclosure requirements in connection with matters such as proxy rules and in other contexts are also considered. Some attention is given to disclosure requirements in connection with mergers and acquisitions, takeovers, and tender offers. The above description of the course is not intended to be all inclusive. Students are invited to consult with the instructor regarding specific information relative to this course.

Credits:

3.00

Credit Hours:

Prerequisites:

Corequisites:

Exclusions:

Level:

Instructional Type:

Lecture

Notes:

Additional Information:

Historical Version(s):

Institution Website:

www.uwyo.edu

Phone Number:

(307) 766-1121

Regional Accreditation:

North Central Association of Colleges and Schools

Calendar System:

Semester

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